Global Banking & Market, Regional Compliance, Senior Analyst/Associate, Seoul

핵심 업무

• Provide coverage for the sales/trading businesses in their day to day business operations
• Conduct various trade surveillances and programmatic reviews
• Conduct regular compliance training for new hires
• Preparing and filing regulatory reports and other management reports
• Maintenance of policies and procedures

필수 자격

• Minimum of 3 years experiences in financial industry
• Strong analytical skills and ability to exercise judgment and manage execution under pressure
• Effective communication and project management skills
• Inquisitive and proactive in identifying risks and proposing solutions
• Working knowledge in Korea securities regulations, exchange rules on listed securities and derivatives
• Fluency in both Korean and English

우대사항

• Control function experience covering Equities sales and trading in the Korea market preferable

근무 조건

근무지: 서울